The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - May 2018

Two Consecutive PTC N-Alkylations

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

This patent describes the synthesis of Vilazodone on the 100 g scale. There are several interesting items of note for the phase-transfer catalyzed reactions reported.

First, there appear to be two consecutive PTC N-alkylations performed. The first N-alkylation is a classical phase-transfer catalyzed reaction and uses 2.5 mole% TBAB as the catalyst. For some unexplained reason, the second N-alkylation uses nearly a full equivalent of TBAB. Since the leaving group in both reactions is chloride, we see no possibility for catalyst poisoning, like we would if iodide or tosylate was the leaving group.

We are also surprised by the use of so much triethylamine in the second N-alkylation (10 equiv!). Its volume suggests that it is being used as solvent, not just base or as an activator of the C-Cl bond.

One advantage that is characteristic of many PTC reactions is the ability to maintain the ester intact when using base.

We would have expected a shorter reaction time and/or a lower temperature for the first PTC N-alkylation, especially since the bromide of TBAB should be co-catalyzing the reaction by forming the bromoalkyl amine in-situ from the chloroalkyl amine.

In fact, TBAB is often not stable when heated a day or more at a temperature of 135 C. Perhaps that is a factor in the long reaction time. Then again, when calculating the number of moles of potassium carbonate being used in the first N-alkylation and taking into account that the bis[chloroethyl]amine is introduced as the dihydrochloride, there doesn’t appear to be a whole lot of base remaining to neutralize all of the HCl present or generated during the reaction.

Another interesting point is that PTC is very effective for performing N-alkylation of the NH group of the indole. That may be affecting the choice of triethylamine as base and solvent to control the alkylation at the less acidic and more nucleophilic NH of the piperazine versus the more acidic and less nucleophilic NH of the indole.

In cases like these, it is not always clear if the inventors are missing something due to lack of specialized expertise in PTC or whether we are missing something without the benefit of experience with this reaction. In all cases, one must view all PTC reports with a critical eye for the potential learning value.

If you need help understanding and optimizing your commercial PTC process in development or in production, now contact Marc Halpern of PTC Organics to improve process performance.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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