The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - October 2020

PTC Cyanation

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

The first publication by Starks in 1971 in which he coined the term “phase-transfer catalysis” and defined the PTC extraction mechanism, cited cyanation as the first PTC reaction and it included clear cut kinetics to support the extraction mechanism. In that publication, Starks used 1.3 mole% phase-transfer catalyst for the cyanation.

In the PTC cyanation reported in the patent this month shown in the diagram, the inventors used 50 mole% phase-transfer catalyst. That is obviously overkill. To be fair, the focus of the invention is pharmaceutical compositions and compounds useful for the treatment of opioid dependence, alcohol dependence, alcohol use disorder, or the prevention of relapse. The focus of the invention has nothing to do with this cyanation reaction. Nevertheless, the conditions chosen provided a basis for discussion.

First, nucleophilic substitutions under PTC conditions should often be performed (when safe and when feasible) with high concentrations of the salt of the nucleophilic anion in the aqueous phase or using the solid salt of the nucleophilic anion. The reasons for this include minimizing hydration of the nucleophile that reduces nucleophilicity and to avoid unnecessarily wasting reactor volume with water. The reaction shown in the diagram used very dilute aqueous KCN. If they were ever to scale up, they would undoubtedly optimize the concentration of the cyanide.

The use of 50 mole% TBAB is surprising even for a small scale lab reaction.  Screening reactions for proof-of-concept of new PTC applications usually start out with 5-20 mole% phase transfer catalyst, unless stoichiometric quat salt is required for special diagnostics.

The choice of methylene chloride by academics is not uncommon since it dissolves well both organic substrates and all common phase-transfer catalysts. The choice of methylene chloride by an industrial group is somewhat surprising. More importantly, methylene chloride has an active methylene with two electron-withdrawing leaving groups and can act as an alkylating agent in the presence of nucleophiles. A better choice would be an inert solvent such as toluene.

Again, the procedure described in the patent was not disclosed for scrutiny. But it does provide the opportunity to review some thoughts about choosing PTC reaction conditions.

Now contact Marc Halpern of PTC Organics to benefit from highly specialized expertise in industrial phase-transfer catalysis to achieve low-cost high-performance green chemistry.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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