The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - April 2025

Consecutive PTC Reactions: Michael Addition & C-Alkylation

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

The sequence shown in the diagram consists of two consecutive PTC reactions. The first reaction is a Michael addition that may be an I-Reaction that starts with the deprotonation of the methylene group of di-t-butyl malonate. The pKa of di-t-butyl malonate might be higher than the pKa of dimethyl malonate which is 13. As we teach in our 2-day course “Industrial Phase-Transfer Catalysis, “according to the Halpern pKa Guidelines, this Michael addition, may be on the border of I-Reaction and T-Reaction if the pKa of the methylene group of the malonate exceeds about 16. The carbanion (enolate) from the deprotonation attacks the double bond of t-butyl acrylate for the Michael addition.

Even if the pKa of di-t-butyl malonate is higher than that of  dimethyl malonate by 1-3 pKa units,  sodium  hydroxide with PTC should be sufficiently basic to deprotonate the methylene group of the malonate without using so much excess hydroxide that it would cause hydrolysis of the t-butyl esters or the methyl iodide in the second step that is a PTC C-alkylation.

For that reason, we question the need for the expensive t-butoxide base which could be needlessly expensive.

The reaction was performed on a 1000-liter scale, so the price difference between NaOH and potassium t-butoxide could be significant.

The inventors chose THF as the solvent. Perhaps they had to use t-butoxide as base due to this choice of solvent. Had they chosen a more water-immiscible solvent like toluene, maybe it would have facilitated the use of a PTC-NaOH system if protection of the ester from hydrolysis was a key consideration.

The second step was a classical PTC C-alkylation that could probably have also used PTC-NaOH with a non-polar solvent. The alkylating agent was deuterated methyl iodide.

The overall yield was very good at 95%, so that was obviously good performance. Our questions relate more to the cost, especially the possibility to replace the combination of PTC and t-butoxide with PTC and NaOH.

When your company needs to reduce the cost of strong base reactions, you can both improve process performance AND reduce development time by integrating the highly specialized expertise of Marc Halpern at PTC Organics into your process R&D either through PTC Process Consulting or PTC Process Training.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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