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PTC Tip of the Month E-Newsletter

PTC Tip of the Month - May 2019

PTC C-Alkylation in a Forced Thin Film Microreactor with Special Preparation of the Aqueous Phase

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

This patent describes a high yield PTC C-alkylation performed under dilute liquid-liquid PTC conditions in a microreactor. A forced thin film microreactor (shown in the diagram at https://www.m-technique.co.jp/e/members/ulrea/kouzou.html) is different than many other microreactors.  In most microreactors used with phase-transfer catalysis, the two liquids (aqueous phase and organic phase) are fed into in a static channel. In contrast, in a forced thin film reactor, the two liquids (aqueous phase and organic phase) are fed into a narrowing channel in which part of the channel surface is static and the other part of the channel surface is rotating.

The advantage of the forced thin film microreactor is claimed to be scalability without having to add too many microreactors in series as is commonly done with static microreactors.

For reasons not explained, performance is better when the aqueous phase containing the phase-transfer catalyst and NaOH is agitated for 15 minutes in a “Clearmix preparation apparatus” before being contacted with the organic phase. This seems surprising since the aqueous phase is quite dilute and both the NaOH and TBAB should be dissolved homogeneously without much effort or time. However, the results speak for themselves.

When the aqueous phase is prepared with the Clearmix apparatus (Table 1: Examples 1, 6, 7), the yields are 88% to 97% whereas when the “aqueous solution, which was manually agitated, was used after it was visually confirmed that the reacting agent was dissolved” (Comparative Example 1), the yield was only 51%. In all of these cases, the microreactor in which the PTC reaction was performed was a forced thin film type operating at the same flow rates and same rotation speeds of the rotating surface.

This patent should be studied by those of you who are combining the powerful advantages of phase-transfer catalysis with the powerful advantages of microreactors.

About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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