The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

Separation of PTC Catalyst from Product by Distillation

As we teach in our 2-day PTC course “Industrial Phase-Transfer Catalysis,” the method of separation of the phase-transfer catalyst from the product is usually determined by the difference in polarity between the catalyst and product and include extraction of the catalyst into water (most common), recrystallization of product, adsorption onto a solid support (clay, silica, alumina) and extraction of the phase-transfer catalyst into a non-polar solvent in which the product is not soluble.

In some cases, phase-transfer catalyst separation is feasible by distilling the product away from the catalyst. This method is used in many commercial PTC processes for the manufacture of fragrances, low molecular weight monomers and halocarbons.

In this patent, the CFC mixture is added to aqueous NaOH and phase-transfer catalyst at 35 C-42 C (near its boiling point), then heated to 70 C. The boiling point of the product (hexafluoro-2-butyne) is -25 C and can be taken overhead as it is formed (collected in a cooling trap, hopefully with low handling losses). PTC enables performing this dehydrochlorination at a low enough temperature to avoid polymerizarion of the alkyne product.

If the organophilic quats tetraoctylammonium or Aliquat 336 would be used for this reaction, one should be able to recycle the phase-transfer catalyst easily. If tetrabutylammonium is used, it may be lost in the aqueous phase during workup. So, if phase-transfer catalyst recycle is required to meet economic targets, we would avoid the use of TBAB.

The patent does not address the recycle of the phase-transfer catalyst and we each this in our 2-day course “Industrial Phase-Transfer Catalysis.”

The patent also mentions the possible addition of NaCl to the reaction mixture, even though NaCl is a byproduct. The inventors note that the alkali metal halide might be stabilizing the phase-transfer catalyst. However, as we teach in our 2-day PTC course “Industrial Phase-Transfer Catalysis,” the addition of NaCl to certain PTC processes is used to salt out phase-transfer catalysts into the organic reaction phase (such as tetrabutylammonium that are not as organophilic as Aliquat 336 or TOAB) which in turn enhances reactivity since the rate determining step is likely to take place in the organic phase according to the Halpern pKa Guidelines (taught in our 2-day PTC course “Industrial Phase-Transfer Catalysis) as applied to PTC dehydrohalogenation.

If your company wants to achieve the lowest cost highest performance green chemistry processes using phase-transfer catalysis, now contact Dr. Marc Halpern of PTC Organics, the industrial phase-transfer catalysis experts.

How to Approach a Reported PTC Process that Can Likely be Streamlined

This patent describes the synthesis of derivatives of propane diyl dicinnamate. The inventor used phase-transfer catalysis to perform an esterification of a cinnamate derivative (e.g., potassium cinnamate, sodium dimethoxycinnamate) with epichlorohydrin, that serves as both reactant and solvent in great excess. The esterifications to the glycidyl cinnamate derivative are typically performed for an hour at temperatures of about 65C of 100C. The resulting glycidyl esters are then isolated and reacted with the salt of a second cinnamate derivative, in DMSO as the solvent to form a dicinnamate ester of 2-propanol.

The inventor is to be commended for thinking to use PTC to perform the esterification with epichlorohydrin and also for the thought to use solvent-free PTC conditions. However, there are several additional thoughts that could have likely been used to streamline this 2-step process.

First, the excess of epichlorohydrin is very large. It is so large that it would be worthwhile to consider using an inert solvent such as toluene (with a very similar boiling point to epichlorohydrin) and cut down the excess epichlorohydrin to a minimum.

Once toluene is used for the first esterification, it could be used for the second esterification as well if we leave the phase-transfer catalyst in the system. This could be easily done since the inventor simply filtered off the KCl formed after the first esterification. It is possible that the KCl doesn’t need to be filtered off from the first esterification before simply adding the second cinnamate salt on top of the crude reaction mixture from the first esterification. Reducing unit operations could streamline the process.

Moreover, the inventor recovered the DMSO by distilling it off under reduced pressure. If toluene would be used as the solvent for both steps, while avoiding the isolation of the intermediate, we would achieve less unit operations as well as being able to distill away a much lower boiling solvent of toluene instead of DMSO.

When using toluene as the solvent for both steps, the salt byproducts and the phase-transfer catalyst could be separated from the dicinnamate ester product by dissolving them in water and separating the phases.

In all these concepts could be successfully implemented, advantages would include benefitting from the presence of the phase-transfer catalyst for two esterifications, reducing the excess epichlorohydrin by at least 90%, avoiding isolation of an intermediate, replacing a high boiling solvent with a lower boiling solvent and achieving easy separation of the salts and phase-transfer catalyst from the product.

We might be able to further speed up the reaction by the addition of 1 mole% iodide which might be able to be leveraged to reduce the reaction temperature and/or time. Temperature reduction might be good for stability.

Now contact Marc Halpern of PTC Organics to achieve low-cost high-performance green chemistry by integrating our highly specialized expertise in industrial phase-transfer catalysis with your commercial goals, especially to streamline PTC esterifications and other nucleophilic substitutions.

Quat Bromide Catalyzed Esterification of Acrylic Acids with Glycidyl Ethers

A patent issued this month cites the use of catalytic tetrabutylammonium bromide (TBAB) in the ring opening esterification of glycidyl ethers using acrylic acid and methacrylic acid (see Example 7). In PTC esterifications, we typically expect the presence of a base to form the carboxylate salt from the acid then the quat acrylate would be more reactive as a looser ion pair than say sodium acrylate, even assuming that all components are fully soluble in acetonitrile.

However, the procedure in this patent does not report the use of any base. It is possible that the acid protonates the epoxide which makes it susceptible to attack by the bromide to form the bromohydrin which may be more reactive than the closed epoxide.

We find it surprising that the inventors did not titrate the acrylic acid/methacrylic acid with a weak base that is also a desiccant which would enable the loose quat-acrylate ion pair to be more effective.

If any of our readers have a better explanation of how the quat bromide is catalyzing this reaction, please contact Marc Halpern with your input.

By the way, sometimes quat bromides are known to catalyze reactions of epoxides by having the bromide attack an epoxide to form a bromoalkoxide that reacts further. However, in this case it is not clear that this would help form the desired product.

Idea for Nitration Using Tetrabutylammonium Nitrate-Trifluoroacetic Anhydride

Tetrabutylammonium nitrate-trifluoroacetic anhydride, TBAN-TFAA, is a known nitrating agent for addition of NO2 to double bonds (J. Org. Chem., 2013, 78, 8442) and aromatic rings (Fieser and Fieser Reagents for Organic Synthesis, 2006).

A patent was issued last week (US Patent 10,028,962) that used TBAN-TFAA for the nitration 3-methylpyridine-2-carbonitrile that used 1.10 equiv TBAN and 1.12 equiv TFAA. This was a small scale reaction.

If this reaction would be considered for large scale, it may be worthwhile to consider using catalytic tetrabutylammonium salt (with a non-nucleophilic anion) and sodium nitrate in order to save the cost of the tetrabutylammonium salt. If any of you are aware if this has been tried and can disclose, please contact Marc Halpern of PTC Organics.

Tetrabutylammonium nitrate is made by ion exchange from an alkali nitrate with tetrabutylammonium chloride, bromide or hydrogen sulfate. Each of these quat salts has advantages and disadvantages from the standpoint of cost and thermodynamics, but the ion exchange unit operation costs money in all cases. A possible way to save money for a nitration using TBAN-TFAA would be to use a catalytic amount of tetrabutylammonium hydrogen sulfate and neutralize the proton with a non-aqueous base, then add stoichiometric sodium nitrate to the reaction (maybe potassium nitrate if the sodium salt doesn’t work due to lattice energy/structure).

As we teach in our 2-day course “Industrial Phase-Transfer Catalysis”, the affinity of a quaternary ammonium cation toward nitrate is about 1,000 times greater than for sulfate. That means that if we used, for example, 1 mole% tetrabutylammonium “sulfate” (neutralized hydrogen sulfate) and 1.1 equiv alkali metal nitrate, most of the tetrabutylammonium salt would be paired with nitrate and not with sulfate, even if the molar ratio of nitrate to sulfate were reversed at 1:100.

This is the basis for our speculation that the use of catalytic tetrabutylammonium hydrogen sulfate with just enough non-aqueous base to neutralize the proton (that will generate non-nucleophilic sulfate), plus the use of stoichiometric inorganic nitrate (with a cation that enables the nitrate anion to be physically available to the quat cation) has a good chance of forming tetrabutylammonium nitrate in situ under conditions that may not interfere with the trifluoroacetic anhydride.

If your company is continuously seeking ways to save money in commercial processes, now contact Marc Halpern of PTC Organics to explore opportunities to leverage highly specialized expertise in industrial phase-transfer catalysis with your internal company expertise to achieve low-cost high-performance green chemistry.

PTC Oxidation With Hypochlorite and Hydroxy-TEMPO

Phase-transfer catalysis excels in the selective mild oxidation of primary alcohols to aldehydes without overoxidation to the carboxylic acids as first reported by Lee and Freedman in the 1970’s as we teach in our 2-day course “Industrial Phase-Transfer Catalysis” (soon to be conducted in Philadelphia in October). TEMPO (2,2,6,6-tetramethylpiperidine 1-oxyl radical) is a well known catalyst for oxidant that is used in catalytic quantities, due to its high cost, in conjunction with other less expensive oxidizing agents. Hydroxy-TEMPO (HO-TEMPO) can be used in many cases in which TEMPO is used since it is readily made from less expensive starting materials.


This patent shows that careful choice of PTC reaction conditions using hypochlorite and HO-TEMPO results in a very rapid and selective oxidation of alcohols to the aldehydes. Similar to the Lee and Freedman publication, the reaction must be stopped at the right time to minimize over-oxidation. In this case, the reaction time needs to be stopped at 8 minutes to achieve the highest amount of desired product.

Tetrabutylammonium hydrogen sulfate is usually used as the phase-transfer catalyst in PTC hypochlorite oxidations (quat hydrogen sulfates are also used for hydrogen peroxide oxidations). TBAB can make hypobromite in-situ and cause further complications.

A high shear Silverson mixer was used in this patent. PTC reactions that use sensitive reactants and products are sometimes better performed with lower agitation efficiency in order to minimize non-catalyzed interfacial side reactions. It is often better to let the phase-transfer catalyst control the contact between the reactants instead of the less controlled brute force of high shear agitation. It is not known if less agitation would be beneficial in this case but it is worthwhile to consider this concept in the future for compounds that are sensitive to water, oxidants, etc.

When you need to control selectivity to achieve the highest performance for your commercial process in development or in production, contact Marc Halpern of PTC Organics to integrate highly specialized expertise in industrial phase-transfer catalysis with your commercial needs.

Choosing a Phase-Transfer Catalyst Based on Phase Location

Sometimes, we don’t choose a phase-transfer catalyst based on how much reactivity it will induce, but rather based on how efficiently we can recycle the catalyst and at minimal cost.

In a PTC dehydrofluorination patent that issued this month, Aliquat 336 was chosen to selectively produce 1-chloro-2,3,3-trifluoropropene from 3-chloro-1,1,2,2-tetrafluoropropane with only 5% byproducts. The base was aqueous KOH.

We speculate, but do not know, that the reason for choosing Aliquat 336 instead of TBAB for example, was that Aliquat 336 is so hydrophobic that it will not distribute significantly into the aqueous phase, even during workup which usually involves dilute aqueous solutions. TBAB distributes into dilute aqueous solution and would likely be lost to the aqueous waste stream during workup. The losses of Aliquat 336 into the aqueous waste stream in such systems are often negligible.

If you want to learn how to choose PTC conditions like an expert, including how to simultaneously optimize reactivity and catalyst separation from product, bring the course “Industrial Phase-Transfer Catalysis” to your department in-house or register for a public PTC course. The next public PTC course will be conducted in Philadelphia in October 2018.

Alternative Explanation for PTC-Suzuki

We appreciate the input of expert process chemist, Peter Wuts, who pointed out that there is a better alternative explanation for the mode of action of the phase-transfer catalyst in the PTC-Suzuki reaction reported last month at http://phasetransfercatalysis.com/ptc_tip/ptc-suzuki-for-polymers/. Following is Dr. Wuts’ input.

“It is generally well accepted that boronates, in order to transfer to the Pd complex, require a nucleophile like water to add to the empty orbital on boron. It seems that these substrates are so “greasy” that the only way to accomplish this is with PTC and maybe the greasier and bigger catalyst is more effective. I don’t believe the quats have any influence on the palladium. The first thing that needs to happen in these reactions is the reduction of Pd(II) to LnPd(0). In this case it is probably the phosphine ligand (Ln) which is used in excess that reduces the Pd(II). Once this is accomplished, Pd(0) does oxidative addition with the bromide and then the Ar group from the boronate-nucleophile complex is transferred and then reductive elimination returns the Pd(0) which cannot react with a quat. The cycle starts over until all bromide is consumed. The [Q+ PdCl3-] complex is not relevant to the case at hand because we need to get into the Pd(0) manifold for the Suzuki to work.”

We would like to add that it may be possible that the role of the catalyst may be to deliver the required water to the reaction site by hydrogen bonding to the counteranion of the organophilic quat cation.

Peter Wuts of Wuts Chemistry Consulting (http://www.petergmwuts.com/) is one of the leading process chemists in the industry and is the author of the authoritative book “Protecting Groups: Effects on Chemical Reactivity.”

PTC-Suzuki for Polymers

Higher molecular weight quats, such as Aliquat 336 seem to work better for Suzuki coupling reactions. This may be due to the ability of Aliquat 336 (and tetrahexylammonium) to prevent the precipitation of palladium (0) when using palladium (II) complexes.

In this Samsung Electronics patent, issued this month, several polymers were synthesized by Suzuki coupling using Aliquat 336 as the phase-transfer catalyst. An example is shown below.

Contact Marc Halpern of PTC Organics to develop low-cost high-performance green chemistry processes using phase-transfer catalysis.

 

suzuki336polymer

 

PTC Monoetherification of a Diol?

Usually in PTC etherification of diols, much more diether is formed than monoether, even when the amount of alkylating agent is limited to enough to alkylate just one hydroxyl. The reason is that the quaternary ammonium cation prefers to pair with more organophilic anions. Since the monoether is usually more organophilic than the starting diol, then the ion pair [Q+ R’ORO-] is preferred over [Q+ HORO-]. Since the quat delivers the alkoxide to the alkylating agent (propargyl chloride in this case) in the organic phase and the quat delivers more monoether anion than diol anion, we expect more diether. We teach this in our 2-day course “Industrial Phase-Transfer Catalysis.”

mono-O-alk-diol

In the reaction shown, the inventor increased the probability of monoetherification by adding the alkylating agent slowly in a controlled manner that kept a high ratio of free diol to monoether in the early stages of the reaction. Performing the reaction at room temperature likely helped selectivity for controlled etherification (avoiding chaotic collisions that are not statistical). The reason that PTC was chosen for this reaction may have been to reduce the energy of activation enough to be able to perform the reaction at room temperature instead of at higher temperatures often used in etherifications of secondary alcohols.

However, it is possible that diether dominated in the reaction shown and that the inventor separated out and isolated the monoether formed in a lesser amount by chromatography. That would be consistent with what we usually observe in PTC etherification of diols, even when only 1 equiv of alkylating agent is used (1.2 equiv were used in this reaction). Since the amount of isolated product was not reported, we don’t know the actual selectivity of the etherification of this diol.

This monoetherification was performed with other reactants including a polyglycol.

The question mark in the title of this post is due to concern that the monooether may not be the dominant product but was successfully isolated for the synthetic purposes of the inventor. We think it is important to highlight the thought process that PTC etherification of diols favors diether formation over monoether formation, so when we see a PTC monoetherification of a diol, we should not conclude that PTC favors monoetherification.

Contact Marc Halpern of PTC Organics to achieve low-cost high-performance green processes for strong base reactions, usually using inexpensive inorganic bases and phase-transfer catalysis.

Phase-Transfer Catalysts Improve Polymer Performance for Epoxy Resins and Nitrile Rubber

Improve Polymer Performance for Epoxy Resins

US Patent 9,868,751 shows that when using a variety of curing catalysts containing tetraphenyl phosphonium salts of anilide anions (salicylanilide derivative for example) for polymerizing epoxy resins with curing agents (phenolics such as novolacs) at 95 deg C, for encapsulating semiconductor devices, much better performance is obtained than when using non-phosphonium curing agents such as triphenyl phosphine.

The better performance includes higher flowability, higher stability, lower shrinkage and higher curing rates at lower temperatures, achieved in shorter curing times.

Although not addressed in the patent, the higher performance may be related to the combination of having an anionic curing agent paired with a thermally stable quaternary phosphonium cation.

Kim, M.; Kwon, K.; Lee, D.; Chung, J.; Cheon, J.; Choi, J.; (Samsung SDI CO., LTD.) US Patent 9,868,751, 16-Jan-2018

Improve Polymer Performance for Nitrile Rubber

US Patent 9,868,806 describes technology for producing nitrile rubber that is vulcanized without using sulfur. The rubber is a butadiene (58.5 parts)-acrylonitrile (35.5 parts) polymer containing glycidyl methacrylate (6 parts) for crosslinking. When using tetrabutylammonium bromide (4 parts), without the addition of heavy metal compounds, it is possible to achieve a high elongation at break and tensile strength.

Although not addressed in the patent, it is possible that the mechanism is ring opening of the epoxide by the bromide of TBAB followed by continued reaction of the resulting epoxide (addition reaction to an unsaturated bond).

Brandau, S.; Klimpel, M.; Magg, H.; Welle, A.; (Arlanxeo Deutschland GmbH) US Patent 9,868,806, 16-Jan-2018

Contact Marc Halpern of PTC Organics to integrate your expertise and commercial goals with PTC Organics’ highly specialized expertise in industrial phase-transfer catalysis to achieve higher process performance.