The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - September 2015

PTC Michael Addition to Acrylate Ester

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

This is one of the more interesting PTC reactions we have seen this year, mostly because it requires relatively strong base for deprotonation while at the same requires avoiding hydrolysis of a non-sterically hindered ester of the acrylate Michael substrate.

PTC excels in strong base C-alkylations of substrates up to pKa of about 23 (which is the pKa of fluorene). The reaction described in this patent requires the deprotonation of dibromofluorene that probably has a pKa of about 21 or 22. Solid NaOH or 50% aqueous NaOH is used in PTC C-alkylations of fluorene (I personally performed C-alkylation of fluorene in 1976). The inventors of this patent used 50% NaOH as the base.

Many may find it surprising that it possible to perform the reaction in the presence of concentrated aqueous NaOH and avoid hydrolysis of the ester of methyl acrylate. In this case, toluene was used as the solvent and the sharp phase boundary between the nonpolar toluene and extremely polar 50% NaOH, protects the methyl acrylate that is fully dissolved in the toluene phase. The product is a diester and is likewise protected from the caustic aqueous phase by the phase boundary. In addition, the inventors kept the temperature low (ambient) and that probably contributed to minimizing undesired side reactions.

One difference between Michael addition and C-alkylation is that there is no ionic leaving group in a Michael addition. The reason that is important is that when chloride or bromide salts are generated during a C-alkylation, the high ionic strength of the aqueous phase at the end of the reaction helps minimize hydrolysis by increasing the polarity difference between the polar aqueous phase and the nonpolar organic phase, that results in less hydrolysis of water-sensitive reactants and products.

If your company wants to reduce the cost of strong base reactions such as Michael addition or alkylation, now contact Marc Halpern of PTC Organics to integrate highly specialized expertise in industrial phase-transfer catalyze into your process development and optimization programs.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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