The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - September 2018

PTC C-Alkylation…Does It Really Need Cesium Carbonate?

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

The diagram shows the PTC C-alkylation of ethyl N-(diphenylmethylene) glycinate. The PTC C-alkylation of this compound is a common reaction that we discuss multiple times in our 2-day PTC course, mostly with chiral phase-transfer catalysts.

This patent uses cesium carbonate as the base. In the various PTC C-alkylations we discuss in the course using the ethyl ester and t-butyl ester of N-(diphenylmethylene) glycinate, the variety of bases used includes 50% NaOH, 50% KOH, cesium carbonate and cesium hydroxide.

The pKa of the active CH2-group is 19. Since that pKa is within the pKa range of 16-23 for which PTC excels for C-alkylation (see the Halpern pKa Guidelines), we do not need unusually strong base to perform the reaction. Thus, we speculate that the reason that some inventors and authors use cesium carbonate may be to attempt to avoid or minimize hydrolysis of the ester before complete C-alkylation is achieved. However, there are definitely several patents and publications that use aqueous NaOH or KOH and are able to avoid hydrolysis and are even able to avoid racemization of the optically active product of the chiral PTC reactions.

We do not know if the inventors of this patent attempted to use NaOH or KOH but if they didn’t, they should have tried it to save money if they would scale up this reaction beyond the 50 g scale of starting material they reported.

It is not clear from the reported workup procedure if the tetrabutylammonium salt was separated from the intermediate after the acid catalysis. We speculate that the quat salt carried through to the reaction with the di-t-butyl dicarbonate and possibly aided in that N-acylation as well

Now contact Marc Halpern of PTC Organics to achieve low-cost high-performance green chemistry by integrating our highly specialized expertise in industrial phase-transfer catalysis with your commercial goals, especially for PTC-base reactions.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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