The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - September 2021

Highly Effective Chiral PTC C-Alkylation Using Cinchona Alkaloid Diquats

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

The inventors of this patent synthesized a very impressive array of 58 chiral diquats! They provided synthetic procedures for each one. The synthetic value alone of this patent justifies downloading it for future reference.

The inventors then tested each quat for the chiral C-alkylation of the classic iminonester substrate for preparing intermediates for non-natural amino acids. They reported the yield and enantiomeric excess for each reaction.

They found that the chiral diquats gave very desirable results for both yield and ee%, though not surprisingly, different structures showed varying performance.

When reading this patent, it reminds us of a specific detail in the original historical work at Merck reported in 1984, that we teach in our 2-day course “Industrial Phase-Transfer Catalysis,” that used quaternized cinchona alkaloids as the first class of highly effective chiral phase-transfer catalysts. The Merck team found that the kinetic order in terms of chiral PTC was 0.48 (approx. 0.5). They hypothesized that it took two cinchona alkaloid-based quats to associate with the planar indanone anion, one on each face, in order to induce chiral recognition.

With that in mind, we wonder if the use of the chiral diquats reported in this patent, provide various spatial configurations (including spacing and wrapping) that enable the chiral recognition. The attachment of the two chiral quats by a properly sized covalent link with certain electron distribution might be especially crucial since in the case of the anion formed by deprotonation of the iminoester, there is free rotation around the “carbanion”. Is it possible that the fact that the two chiral components are bound through a diphenylmethane, benzophenone, diphenylsulfide, etc., cause the two chiral centers to be placed in just the right positions on either side of the plane of the “carbanion?”

While we do not know for sure the orientation of the chiral diquat relative to the iminoester anion, the reality of the results speak for themselves. This patent is worth studying if you are considering performing chiral PTC C-alkylation, especially when deprotonating a C-H group that is not incorporated in a ring.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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