The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Catalyst of the Month - March 2024

Two Catalytic Steps with Tetrabutylammonium Chloride: One PTC, One Not PTC

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

An interesting two-step sequence was described that uses tetrabutylammonium chloride (TBAC) as catalyst. This sequence was reported in an earlier 2019 patent.

In the first reaction TBAC is a source of catalytic chloride that is soluble in an organic liquid to perform a reaction and in the second step the TBAC, which is not isolated from the first reaction appears to serve as a phase-transfer catalyst to transfer and activate inorganic sulfide as a nucleophile.

In the first reaction, we assume that the chloride from TBAC opens the ring of epichlorohydrin to form mostly 1,3-dichloropropoxide that attacks phosgene to form the intermediate chloroformate in high yield and high regioselectivity. The chloride liberated from the phosgene regenerates TBAC.

The first reaction uses no added solvent and the crude product was used in the next step without isolation. An interesting two-condenser system was used, presumably to contain the phosgene.

Since the reaction mixture from the first step was used without workup in the second step, the tetrabutylammonium phase-transfer catalyst was still present in the second reaction and available to transfer, activate the inorganic sulfide for the nucleophilic displacement of two chlorides to form the 1,3-oxathiolane-2-one ring. As long as the regioselectivity of the first reaction was high, then the ring closure in the second step should afford the right product. One may assume that the use of 1.0 equiv sulfide with no excess avoided further reaction of the final chloromethyl group.

Interestingly, the inventors chose to use tetramethylammonium chloride with DMF as the solvent for the subsequent esterification of the 5-(chloromethyl)-1,3-oxathiolane-2-one with sodium acetate or sodium methacrylate. These esterifications required higher temperatures (100 deg C and 120 deg C), which is common but they gave relatively low conversions (23% and 48% by GC). We wonder if the inventors tried using more organophilic phase-transfer catalysts and less polar solvents, especially with quat bromides or quat iodides that usually reduce the temperature required for PTC esterifications.

When your company needs to optimize process conditions for PTC esterifications, now contact Marc Halpern of PTC Organics to explore collaboration through PTC Process Consulting.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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