The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Catalyst of the Month - January 2023

18-crown-6

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

The choices of catalyst and solvent for this reaction are interesting, especially upon scale up.

Phase-transfer catalysis excels in a wide variety of N-alkylations, including heterocycles such as pyrazole that is easily deprotonated by weak base such as potassium carbonate. Once the pyrazolide anion is formed, most standard phase-transfer catalysts with sufficient organophilicity can transfer the N-anion into almost any organic solvent.

In this case, the inventors chose ethyl acetate as the solvent for this reaction on a 20 g scale. This is a reasonable choice since PTC systems are easier to handle during workup with solvents that form two phases with water. This is due to the ease of dissolving the KCl and KHCO3 salt byproducts in water and then separating the two phases to remove the salt from the product.

18-crown-6 is certainly an effective phase-transfer catalyst but it is also much more expensive than common quaternary ammonium phase-transfer catalysts. The inventors clearly knew about PTC as evidenced by their knowledge of crown ethers. So it is not clear why they chose the expensive crown ether. Using 20 g grams of dimethyl pyrazole, they used 11 grams of 18-crown-6. That is a strange choice.

The inventors scaled up the reaction to 400 g of dimethylpyrazole. At that point, they probably realized that using 20 mole% 18-crown-6 was overkill and very expensive so they reduced the loading to 3.6 mole% 18-crown-6 which was 40 grams. That is still a lot. We wonder why they didn’t at least screen much less expensive readily available quaternary ammonium phase-transfer catalysts.

In addition, upon scale up to 400 grams, the inventors changed the solvent to acetonitrile. Since the product was isolated by distillation, they may not have needed to dissolve the salt byproducts, but the workup still included dissolution of salts in water and two subsequent washes with aqueous NaCl.

In the end, the isolated yields for both sets of reaction conditions were in the 90’s. So, the results were good. However, we expect that if the reaction needed to be scaled up further, there would be better choices of solvent and phase-transfer catalyst to minimize both cost and the amount of aqueous waste.

In our 2-day course “Industrial Phase-Transfer Catalysis,” we teach how to choose phase-transfer catalyst, solvent, base, hydration, agitation and other process parameters to optimize performance, cost and green chemistry. Your company should now inquire about conducting this valuable PTC in-house at your site.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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