The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - July 2021

PTC Etherification of Tertiary Alcohol

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

Phase-transfer catalysis excels in thousands of reactions in dozens of reaction categories, but none is as successful as PTC etherification in terms of high probability of success when developing the application. Nevertheless, it is rather rare to see PTC etherifications of tertiary alcohols. Such an O-alkylation was reported in a patent that was issued last week.

The alcohol was bound to a carbon in an azetidine ring that was also bearing a phenyl group. The hydroxyl was deprotonated by 4M NaOH (~ 14% aqueous NaOH). This NaOH concentration is surprisingly low relative to most typical PTC-NaOH etherifications of alcohols (not phenols) that often use 50% NaOH of solid NaOH or KOH. Perhaps that it is the reason that such a large excess of NaOH was used. The low concentration of NaOH may have been needed to avoid side reactions, though tert-butyl esters are typically stable to concentrated NaOH.

Methylene chloride was the solvent and used in large quantity of 50X relative to the starting material, so the reaction was quite dilute. When using PTC-NaOH in the presence of methylene chloride, one must always be aware of generating formaldehyde. In addition, methylene chloride can act as an alkylating agent itself and create “methylene bridged” impurities. Given the report of quantitative yield, methylene bridging was apparently not observed.

TBAB is the most common phase-transfer catalyst used when screening lab reactions and it was used in this case. The alkylating agent was benzyl bromide and was quite effective when used in excess of 3 equivalents. Bromide was the leaving group and bromide was the counterion of the PTC quat cation, so there was no co-catalysis effect. In fact, it is possible that the use of a small co-catalytic amount of KI could have provided the opportunity to reduce the temperature, time or excess benzyl bromide by forming a small amount of benzyl iodide in situ (use less KI than TBAB).

Even though we would likely choose somewhat different PTC process conditions, especially if the reaction needs to be optimized for a commercial process, it is still notable that quantitative etherification of a tertiary alcohol has been reported.

If your company wants or needs to achieve low-cost high-performance green chemistry, especially for strong base reactions, now contact Marc Halpern of PTC Organics to integrate highly specialized expertise in industrial PTC-OH applications with your process development or process optimization goals.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

Leave a Reply

Your email address will not be published. Required fields are marked *

PTC Course - In-House

Learn to choose
PTC process conditions
LIKE AN EXPERT!

Learn More