The Industrial Phase-Transfer Catalysis Experts

PTC Tip of the Month E-Newsletter

PTC Reaction of the Month - October 2019

PTC Esterification Procedure Focused on Efficiency

By Marc Halpern, the leading expert in industrial phase-transfer catalysis.

This patent exemplifies the desire of process chemists to achieve high yield, high reactor volume efficiency and low excess reactant to produce an agricultural fungicide.

The reaction is a PTC esterification that uses TBAB as the phase-transfer catalyst and xylene as the solvent. The obvious role of the quat is to transfer the carboxylate anion into the xylene phase and the inventors explicitly note that “using an aromatic hydrocarbon solvent as a poor solvent can suppress an increase in viscosity even for a high-concentration slurry and maintain stirrability, compared to the case of using the polar solvent.” They further explain that they achieve a high volume efficiency, in this case 33.4%) by using a low amount of solvent which is easily recoverable.

PTC almost always provides the opportunity to achieve high atomic efficiency by bringing reactants together, especially in solid-liquid PTC systems. In this case, the excess chloromethyl phenoxybenzene is used in 0.7 mole% excess without resorting to using solvent such as DMSO that may be good for the nucleophilic substitution but are not desirable from the standpoints of solvent recovery and yield loss due to entrainment of product into aqueous streams when attempting to wash out the polar solvent into water. As mentioned above, polar solvents also result in a slurry that is difficult to agitate for these reactants.

Though not noted in the patent, it is reasonable to assume that the bromide of the TBAB is co-catalyzing the reaction by forming bromomethyl phenoxybenzene in situ. This may be important since nucleophilic esterifications often require high temperature so any technique that reduces the reaction temperature is desirable.

The ester product is obtained as a high purity crystalline material in 92.8% yield after an easy and practical workup.

This procedure is a good example of how phase-transfer catalysis enables process chemists to develop low-cost high-performance green chemistry that is easy and practical to execute in both the lab and the production plant.

If you want to similarly achieve the lowest cost, highest performance green chemistry esterifications in the least investment of valuable R&D resources, now contact Marc Halpern of PTC Organics to explore joint development though PTC Process Consulting, PTC Contract Research or PTC Technology Licensing.


About Marc Halpern

Marc Halpern

Dr. Halpern is founder and president of PTC Organics, Inc., the only company dedicated exclusively to developing low-cost high-performance green chemistry processes for the manufacture of organic chemicals using Phase Transfer Catalysis. Dr. Halpern has innovated PTC breakthroughs for pharmaceuticals, agrochemicals, petrochemicals, monomers, polymers, flavors & fragrances, dyes & pigments and solvents. Dr. Halpern has provided PTC services on-site at more than 260 industrial process R&D departments in 37 countries and has helped chemical companies save > $200 million. Dr. Halpern co-authored five books including the best-selling “Phase-Transfer Catalysis: Fundamentals, Applications and Industrial Perspectives” and has presented the 2-day course “Practical Phase-Transfer Catalysis” at 50 locations in the US, Europe and Asia.

Dr. Halpern founded the journal “Industrial Phase-Transfer Catalysis” and “The PTC Tip of the Month” enjoyed by 2,100 qualified subscribers, now beyond 130 issues. In 2014, Dr. Halpern is celebrating his 30th year in the chemical industry, including serving as a process chemist at Dow Chemical, a supervisor of process chemistry at ICI, Director of R&D at Sybron Chemicals and founder and president of PTC Organics Inc. (15 years) and PTC Communications Inc. (20 years). Dr. Halpern also co-founded PTC Interface Inc. in 1989 and PTC Value Recovery Inc. in 1999. His academic breakthroughs include the PTC pKa Guidelines, the q-value for quat accessibility and he has achieved industrial PTC breakthroughs for a dozen strong base reactions as well as esterifications, transesterifications, epoxidations and chloromethylations plus contributed to more than 100 other industrial PTC process development projects.

Dr. Halpern has dedicated his adult life to his family and to phase-transfer catalysis (in that order!).

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